Corporate Resolutions In The News

• Venture Capitalist Charged by S.E.C. Had a Telltale Past December 09, 2008
  
  The New York Times
  Numerous indicators in recently charged venture capitalist William "Boots" Del Biaggio's track record could have warned potential investors about the potential for fraud, president of Corporate Resolutions Ken Springer says.
  
  The New York Times
• Security: The Ex-Files December 01, 2008
  
  Alpha Magazine
  Investors need to know what kind of controls are in place at hedge funds in the event of employee layoffs, president of Corporate Resolutions Ken Springer says. Layoffs raise a variety of security concerns for investors with so much at stake. For example, assets and intellectual property may be stolen by departing employees or breakdowns in compliance could occur as workload increases for the remaining staff.
• Fraud and Loathing on Wall Street December 01, 2008
  
  Investment Dealer’s Digest
  In this article on recent trends of corporate fraud, Ken Springer discusses examples to illustrate the lengths some executives will go to con auditors and investors.
• Resolving Post-Investment Distractions November 01, 2008
  
  The Secured Lender
  Ken Springer suggests firms establish an ethics hotline for employees to anonymously report wrongdoing. Should problems arise, firms should retain forensic and corporate investigators through counsel for privilege purposes. It is also important to protect evidence; do not allow other employees to come in contact with the computers, telephone records, accounting ledgers or other original documents, Springer advises
• Interview with Kenneth Springer of Corporate Resolutions Inc. on Hedge Fund Manager Due Diligence September 22, 2008
  
  The Hedge Fund Law Report
  Ken Springer discusses how inquiries into the backgrounds of fund managers and company directors will often discover information that gives investors pause. These typically include records of financial distress like bankruptcy, liens, or judgments; criminal histories, extensive litigation; regulatory sanctions; controversial media attention; and non-disclosed business interests.
• Corporate Whistleblowing: What IROs Need To Know September 01, 2008
  
  Investor Relations Update
  Donald Klaskin, managing director of Corporate Resolutions, discusses the importance of implementing whistleblower hotlines to protect companies from painful litigation and reputation damage down the road.
• Professional Background Screening a Small Price to Pay - New York Times May 20, 2008
  
  Brent Bowers, New York Times
  Ken Springer, President of Corporate Resolutions, Inc. was recently profiled in this New York Times article.
• Read Between the Blanks: Undisclosed Info Abounds... January 01, 2007
  
  Glen Fest
  Ken Springer spoke with the editor of BTN for a Q & A which ran in the January issue.
• HP Scandal Raises Question About The Twilight World of Corporate Intelligence December 26, 2006
  
  Erika Morphy
  Reporter Erika Morphy spoke with Ken Springer about credit card fraud and identity theft.
• Investors, Do Your Homework, Ex-FBI Agent Says December 19, 2006
  
  Emma Trincal
  Reporter Emma Trincal spoke with Ken Springer regarding a wrap-up of the Bayou case for an article that ran in Hedgeworld on December 19th.

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